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Committee on Capital Markets Regulation
Results: 83

#	Item
21	Statement of the Investment Company Institute and the Independent Directors Council Hearing on “Legislative Proposals to Relieve the Red Tape Burden on Investors and Job Creators” Subcommittee on Capital Markets and Add to Reading List Source URL: www.ici.org Language: English Risk Auditor independence Public Company Accounting Oversight Board Audit committee Audit Sarbanes–Oxley Act Regulation S-X External auditor Government Accountability Office Auditing Accountancy Business
22	The Campaign to Fix the Debt CEO Fiscal Leadership Council CHAIRMEN MICHAEL BLOOMBERG CEO Steering Committee Add to Reading List Source URL: www.fixthedebt.org Language: English - Date: 2014-12-23 17:17:07 SCU Leavey School of Business Committee on Capital Markets Regulation
23	EBA/CP[removed]2013 Consultation Paper On Draft Implementing Technical Standards On Additional Liquidity Monitoring Metrics under Article[removed]of the draft Capital Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2014-02-26 11:28:05 Financial regulation Bank regulation Financial risk Liquidity risk Central banks Market liquidity Basel Committee on Banking Supervision European Banking Authority Wholesale funding Financial economics Finance Financial markets
24	EBA/CP[removed]2013 Consultation Paper On Draft Implementing Technical Standards On Additional Liquidity Monitoring Metrics under Article[removed]of the draft Capital Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2014-02-26 11:28:05 Financial regulation Bank regulation Financial risk Liquidity risk Central banks Market liquidity Basel Committee on Banking Supervision European Banking Authority Wholesale funding Financial economics Finance Financial markets
25	EBA/CP[removed]2013 Consultation Paper Draft Implementing Technical Standards On the format, structure, contents list and annual publication date of the supervisory Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2014-02-26 08:32:54 Economy of the European Union Financial economics Basel II Committee of European Banking Supervisors European Banking Authority Capital Requirements Directive IT risk Markets in Financial Instruments Directive Bundesdatenschutzgesetz European Union directives European Union Financial regulation
26	EBA/CP[removed]2013 Consultation Paper Draft Implementing Technical Standards On the format, structure, contents list and annual publication date of the supervisory Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2014-02-26 08:32:54 Economy of the European Union Financial economics Basel II Committee of European Banking Supervisors European Banking Authority Capital Requirements Directive IT risk Markets in Financial Instruments Directive Bundesdatenschutzgesetz European Union directives European Union Financial regulation
27	Consultative Document: Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions: Proposed High-Level Framework and Specific Methodologies Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:17:12 Financial regulation Investment Financial services Financial markets Systemic risk Systemically important financial institution Hedge fund International Organization of Securities Commissions Committee on Capital Markets Regulation Financial economics Economics Finance
28	Winners of the 4th Annual 40 Under 40 M&A Advisor Recognition Awards I. Dealmaker Category (Note that the Winners are listed in alphabetical order by last name) First Name Last Name Add to Reading List Source URL: maadvisor.net Language: English - Date: 2013-07-25 16:46:46 Council of the Americas Committee on Capital Markets Regulation Skadden Arps Slate Meagher & Flom Blackstone Group Business
29	May 18, 2004 Opening Statement by Congressman Paul E. Gillmor House Financial Services Committee Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises Hearing entitled, “The SEC Proposal on Ma Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 U.S. Securities and Exchange Commission Order Financial economics Investment Finance Financial markets United States Securities and Exchange Commission Stock market Regulation NMS
30	TESTIMONY OF KIM BANG, PRESIDENT AND CHIEF EXECUTIVE OFFICER BLOOMBERG TRADEBOOK LLC, BEFORE THE SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE, & GOVERNMENT SPONSORED ENTERPRISES OF THE COMMITTEE ON FINANCIAL SERVICES Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Business United States Securities and Exchange Commission Financial markets Economy of the United States United States securities law Regulation NMS Electronic communication network Self-regulatory organization Securities Exchange Act Financial economics Investment Stock market